| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2015-12-28 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
Oakes, Frank R.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
-9,000 vol |
188,964 | |
| Filed 2015-12-28 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
Oakes, Frank R.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
54 - Exercise of warrants
|
$-16,000
-4,000 vol $4.00 each |
0 | |
| Filed 2015-12-28 Tx date 2015-09-02 |
$KLH
Stellar Biotechnologies, Inc. |
Oakes, Frank R.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
37 - Stock split or consolidation
|
-36,000 vol |
4,000 | |
| Filed 2015-12-28 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
Oakes, Frank R.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
+4,000 vol |
197,964 | |
| Filed 2015-12-27 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
McPartland, Mark Adrian
5 - Senior Officer of Issuer
Direct Ownership
|
Options Stock Options
50 - Grant of options
|
$144,800
+20,000 vol $7.24 each |
30,000 | |
| Filed 2015-12-27 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
Niffenegger, Kathi
5 - Senior Officer of Issuer
Direct Ownership
|
Options Stock Options
50 - Grant of options
|
$72,400
+10,000 vol $7.24 each |
52,000 | |
| Filed 2015-12-27 Tx date 2015-12-22 |
$KLH
Stellar Biotechnologies, Inc. |
Brisson, Mary Catherine
5 - Senior Officer of Issuer
Direct Ownership
|
Options Stock Options
50 - Grant of options
|
$72,400
+10,000 vol $7.24 each |
54,250 | |
| Filed 2015-12-02 Tx date 2015-10-23 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
54 - Exercise of warrants
|
$1,200,000
+300,000 vol $4.00 each |
1,411,310 | |
| Filed 2015-12-02 Tx date 2015-10-23 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
54 - Exercise of warrants
|
$-1,200,000
-300,000 vol $4.00 each |
50,000 | |
| Filed 2015-11-25 Tx date 2015-11-24 |
$KLH
Stellar Biotechnologies, Inc. |
Oakes, Frank R.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
-150,000 vol |
193,964 | |
| Filed 2015-09-22 Tx date 2014-09-22 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
54 - Exercise of warrants
|
$112,500
+150,000 vol $0.75 each |
11,113,100 | |
| Filed 2015-09-22 Tx date 2010-11-15 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
$349,999
+583,333 vol $0.60 each |
||
| Filed 2015-09-22 Tx date 2010-11-15 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
$348,000
+580,000 vol $0.60 each |
4,780,000 | |
| Filed 2015-09-22 Tx date 2011-06-03 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$22,125
+37,500 vol $0.59 each |
||
| Filed 2015-09-22 Tx date 2011-06-03 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$21,830
+37,000 vol $0.59 each |
4,817,000 | |
| Filed 2015-09-22 Tx date 2015-09-02 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-10,001,790 vol |
1,111,310 | |
| Filed 2015-09-22 Tx date 2010-11-15 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
11 - Acquisition or disposition carried out privately
|
$524,999
+583,333 vol $0.90 each |
||
| Filed 2015-09-22 Tx date 2010-11-15 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
11 - Acquisition or disposition carried out privately
|
$414,166
+583,333 vol $0.71 each |
||
| Filed 2015-09-22 Tx date 2010-11-15 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
11 - Acquisition or disposition carried out privately
|
$411,800
+580,000 vol $0.71 each |
2,680,000 | |
| Filed 2015-09-22 Tx date 2011-10-09 |
$KLH
Stellar Biotechnologies, Inc. |
Echavarria, Ernesto
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
11 - Acquisition or disposition carried out privately
|
$240,000
+600,000 vol $0.40 each |