| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2023-10-04 17:05 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Wade, Madeline Angie
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options
38 - Redemption, retraction, cancellation, repurchase
|
-665,000 vol |
0 | |
| Filed 2023-10-04 17:04 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Wade, Madeline Angie
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-38,616.16
-175,528 vol $0.22 each |
0 | |
| Filed 2023-10-04 10:58 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Marleau, Charles
6 - Director or Senior Officer of 10% Security Holder
Holder: Diana Angelica Vinas (Control or Direction)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-110.00
-500 vol $0.22 each |
0 | |
| Filed 2023-10-03 19:11 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Marleau, Philippe
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
38 - Redemption, retraction, cancellation, repurchase
|
-1,760,000 vol |
0 | |
| Filed 2023-10-03 19:09 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Gloer, Robert
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options
38 - Redemption, retraction, cancellation, repurchase
|
-1,840,000 vol |
0 | |
| Filed 2023-10-03 19:09 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Gloer, Robert
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-52,895.26
-240,433 vol $0.22 each |
0 | |
| Filed 2023-10-03 19:07 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Kennedy, David John Huntly
5 - Senior Officer of Issuer
Direct Ownership
|
Options
38 - Redemption, retraction, cancellation, repurchase
|
-1,490,000 vol |
0 | |
| Filed 2023-10-03 19:06 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Kennedy, David John Huntly
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-122,222.10
-555,555 vol $0.22 each |
0 | |
| Filed 2023-10-03 19:01 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
The Marleau Capital Corporation Inc.
3 - 10% Security Holder of Issuer
Holder: Palos Management Inc. (Control or Direction)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-65,683.42
-298,561 vol $0.22 each |
0 | |
| Filed 2023-10-03 19:01 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
The Marleau Capital Corporation Inc.
3 - 10% Security Holder of Issuer
Holder: Palos Merchant Fund L.P. (Control or Direction)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-823,575.72
-3,743,526 vol $0.22 each |
0 | |
| Filed 2023-10-03 19:00 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
The Marleau Capital Corporation Inc.
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-1,319,811.02
-5,999,141 vol $0.22 each |
0 | |
| Filed 2023-10-03 18:53 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Palos IOU Inc.
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-3,150,746.50
-14,321,575 vol $0.22 each |
0 | |
| Filed 2023-10-03 18:52 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Palos IOU Inc.
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
14,321,575 | ||
| Filed 2023-10-02 16:41 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
9494-3677 Québec Inc.
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
105,535,596 | ||
| Filed 2023-10-02 16:35 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
Neuberger Berman Investment Advisers LLC
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-3,446,484.58
-15,665,839 vol $0.22 each |
0 | |
| Filed 2023-10-02 16:32 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
FinTech Ventures Fund LLLP
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-2,990,387.62
-13,592,671 vol $0.22 each |
0 | |
| Filed 2023-10-02 16:29 Tx date 2023-09-28 |
$IOU
IOU Financial Inc. |
FINTECH VENTURES CAPITAL LLC (FORMERLY QWAVE CAPITAL LLC)
3 - 10% Security Holder of Issuer
Holder: FinTech Ventures Fund, LLLP (Control or Direction)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
$-2,990,387.62
-13,592,671 vol $0.22 each |
0 | |
| Filed 2022-08-16 14:32 Tx date 2022-06-19 |
$IOU
IOU Financial Inc. |
Roy, Yves
4 - Director of Issuer
Direct Ownership
|
Options
52 - Expiration of options
|
-55,000 vol |
220,000 | |
| Filed 2022-08-16 14:28 Tx date 2022-06-19 |
$IOU
IOU Financial Inc. |
Gloer, Robert
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options
52 - Expiration of options
|
-250,000 vol |
1,340,000 | |
| Filed 2022-08-16 14:24 Tx date 2013-04-05 |
$IOU
IOU Financial Inc. |
Price, Evan
4 - Director of Issuer
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
$-10,000
-25,000 vol $0.40 each |
0 |