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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2020-04-02 14:35
Tx date 2020-03-27
$GQM
Golden Queen Mining Consolidated Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-382,500 vol
0
Filed 2020-04-02 14:27
Tx date 2020-03-27
$GQM
Golden Queen Mining Consolidated Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-17,000 vol
0
Filed 2020-03-30 15:29
Tx date 2020-03-27
$GQM
Golden Queen Mining Consolidated Ltd.
Falco Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$18,268,560
+13,532,267 vol
$1.35 each
13,532,267
Filed 2020-03-30 12:11
Tx date 2020-03-27
$GQM
Golden Queen Mining Consolidated Ltd.
Falco Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-30
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: James Clay, Custody Account (Control or Direction)
Common Shares
97 - Other

-32,000 vol
0
Filed 2018-07-30
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: EHT, LLC (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$2,596,667
+19,597,491 vol
$0.1325 each
26,855,821
Filed 2018-07-30
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: 933 Milledge LLC (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$17,887
+135,000 vol
$0.1325 each
185,000
Filed 2018-07-30
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$298,353
+2,251,727 vol
$0.1325 each
3,333,413
Filed 2018-07-25
Tx date 2018-07-23
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
48 - Acquisition by inheritance or disposition by bequest

-10,163,295 vol
108,499,796
Filed 2018-07-25
Tx date 2018-07-23
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
48 - Acquisition by inheritance or disposition by bequest

-10,163,295 vol
108,499,796
Filed 2018-06-13
Tx date 2018-05-15
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
48 - Acquisition by inheritance or disposition by bequest

-4,663 vol
118,415,009
Filed 2018-06-12
Tx date 2018-05-15
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
48 - Acquisition by inheritance or disposition by bequest

-4,663 vol
118,415,009
Filed 2018-06-07
Tx date 2018-06-05
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: LTC Corporation (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

-248,082 vol
0
Filed 2018-06-07
Tx date 2018-06-05
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Holder: LTC Corporation (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-248,082 vol
0
Filed 2018-06-07
Tx date 2018-06-05
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

+248,082 vol
118,667,754
Filed 2018-06-07
Tx date 2018-06-05
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

+248,082 vol
118,667,754
Filed 2018-03-14
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$642,852
+4,851,716 vol
$0.1325 each
6,657,415
Filed 2018-03-14
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$642,772
+4,851,116 vol
$0.1325 each
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
57 - Exercise of rights
$13,431,163
+101,367,270 vol
$0.1325 each
118,419,672
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Holder: LTC Corporation (Indirect Ownership)
Common Shares
57 - Exercise of rights
$29,410
+221,968 vol
$0.1325 each
248,082
Filed 2018-02-26
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Holder: LTC Corporation (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
26,114
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$13,431,163
+101,367,270 vol
$0.1325 each
118,419,672
Filed 2018-02-26
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
6,889,107
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$642,772
+4,851,116 vol
$0.1325 each
6,656,815
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Monandock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
57 - Exercise of rights
$753,591
+5,687,486 vol
$0.1325 each
7,031,755
Filed 2018-02-26
Tx date 2018-02-22
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: LTC Corporation (Control or Direction)
Common Shares
57 - Exercise of rights
$29,410
+221,968 vol
$0.1325 each
248,082
Filed 2018-02-26
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-23
Tx date 2018-02-19
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Rights
57 - Exercise of rights

-300,000 vol
0
Filed 2018-02-23
Tx date 2018-02-20
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$117,776
+680,000 vol
$0.1732 each
1,580,000
Filed 2018-02-07
Tx date 2018-02-07
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,800
+80,000 vol
$0.185 each
80,000
Filed 2018-02-07
Tx date 2013-05-30
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-06
Tx date 2018-02-06
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Rights
10 - Acquisition or disposition in the public market
$39,750
+300,000 vol
$0.1325 each
300,000
Filed 2018-02-06
Tx date 2017-03-29
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Rights
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-03
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

+10,163,295 vol
17,078,516
Filed 2018-02-03
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Estate of Landon Thomas Clay
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
6,915,221
Filed 2018-01-29
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

-10,163,295 vol
0
Filed 2018-01-29
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

+10,163,295 vol
17,052,402
Filed 2018-01-29
Tx date 2018-01-25
$GQM
Golden Queen Mining Co. Ltd.
Landon T Clay 2016-2
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

-10,163,295 vol
0
Filed 2018-01-15
Tx date 2017-12-28
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
97 - Other

-10,740,600 vol
0
Filed 2018-01-15
Tx date 2017-12-28
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
97 - Other

-2,759,400 vol
0
Filed 2018-01-15
Tx date 2017-12-28
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Arctic Coast (Indirect Ownership)
Common Shares
97 - Other

-807,250 vol
0
Filed 2018-01-15
Tx date 2017-12-28
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
97 - Other

-1,508,678 vol
0
Filed 2018-01-09
Tx date 2013-03-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2012-1 Annuity Trust (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$-6,892,594.05
-3,362,241 vol
$2.05 each
Filed 2018-01-09
Tx date 2013-03-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2012-1 Annuity Trust (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$-6,892,594.05
-3,362,241 vol
$2.05 each
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
97 - Other

-10,740,600 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
97 - Other

-2,759,400 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: LTC Corp. Profit Sharing and Retirement Plan (Indirect Ownership)
Common Shares
97 - Other

-4,663 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: LTC Corp. (Indirect Ownership)
Common Shares
97 - Other

-26,114 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Indirect Ownership)
Common Shares
97 - Other

-10,163,295 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Monadnock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
97 - Other

-1,344,269 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
97 - Other

-5,701,144 vol
0
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Monandock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
97 - Other

+1,344,269 vol
1,344,269
Filed 2017-12-29
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Monandock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
97 - Other

+4,663 vol
6,889,107
Filed 2017-12-29
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
97 - Other

+6,884,444 vol
6,884,444
Filed 2017-12-29
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon Thomas Clay Estate (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-12-07
Tx date 2017-11-29
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$20,000
+100,000 vol
$0.20 each
100,000
Filed 2017-12-07
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,500
+150,000 vol
$0.29 each
Filed 2017-12-07
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,500
+150,000 vol
$0.29 each
Filed 2017-12-07
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$11,155
+48,500 vol
$0.23 each
900,000
Filed 2017-12-07
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$11,000
+50,000 vol
$0.22 each
851,500
Filed 2017-12-07
Tx date 2017-12-04
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$31,500
+150,000 vol
$0.21 each
801,500
Filed 2017-12-07
Tx date 2017-12-01
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$42,000
+200,000 vol
$0.21 each
651,500
Filed 2017-12-07
Tx date 2017-12-01
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$40,300
+201,500 vol
$0.20 each
451,500
Filed 2017-12-07
Tx date 2017-11-30
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$30,000
+150,000 vol
$0.20 each
250,000
Filed 2017-12-07
Tx date 2017-03-29
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-23
Tx date 2017-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: LTC Corporation (Control or Direction)
Common Shares
97 - Other

+26,114 vol
26,114
Filed 2017-11-23
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: LTC Corporation (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-08
Tx date 2017-03-29
$GQM
Golden Queen Mining Co. Ltd.
Blythe, Paul Marcus
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
150,000
Filed 2017-10-29
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,500
+150,000 vol
$0.29 each
382,500
Filed 2017-10-24
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+249,999 vol
882,501
Filed 2017-10-24
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$72,500
+250,000 vol
$0.29 each
457,500
Filed 2017-10-23
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Dayton, Brenda Nordean
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$52,200
+180,000 vol
$0.29 each
220,000
Filed 2017-10-23
Tx date 2017-10-20
$GQM
Golden Queen Mining Co. Ltd.
Guarnera, Bernard John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,500
+150,000 vol
$0.29 each
382,500
Filed 2017-03-21
Tx date 2017-03-20
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+400,002 vol
632,502
Filed 2017-01-25
Tx date 2016-01-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

-6,884,444 vol
Filed 2017-01-25
Tx date 2017-01-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-6,884,444 vol
10,163,295
Filed 2017-01-25
Tx date 2017-01-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

+6,884,444 vol
5,701,144
Filed 2017-01-25
Tx date 2017-01-24
$GQM
Golden Queen Mining Co. Ltd.
Landon T Clay 2016-2
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

-6,884,444 vol
10,163,295
Filed 2017-01-25
Tx date 2016-01-24
$GQM
Golden Queen Mining Co. Ltd.
Landon T Clay 2016-2
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

-6,884,444 vol
Filed 2017-01-25
Tx date 2017-01-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

-6,884,444 vol
10,163,295
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: EHT, LLC (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
7,258,330
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: Arctic Coast Petroleums, Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
807,250
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: 933 Milledge LLC (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
50,000
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: James Clay, Custody Account (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
32,000
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
1,081,686
Filed 2017-01-05
Tx date 2017-01-05
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: EHT, LLC (Indirect Ownership)
Warrants
97 - Other

+1,667,000 vol
4,500,000
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: EHT, LLC (Indirect Ownership)
Warrants
53 - Grant of warrants

+2,000,000 vol
2,833,000
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: EHT, LLC (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
833,000
Filed 2017-01-05
Tx date 2017-01-05
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: Harris Clay (Control or Direction)
Warrants
97 - Other

-1,667,000 vol
0
Filed 2017-01-05
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Jonathan
3 - 10% Security Holder of Issuer
Holder: Harris Clay (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
1,667,000
Filed 2016-12-02
Tx date 2015-10-01
$GQM
Golden Queen Mining Co. Ltd.
Dayton, Brenda Nordean
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-12-02
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
St-Germain, Andree
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$66,000
+100,000 vol
$0.66 each
540,000
Filed 2016-12-02
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Munoz Abrego, Israel Fernando
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$13,200
+20,000 vol
$0.66 each
20,000
Filed 2016-12-02
Tx date 2016-10-01
$GQM
Golden Queen Mining Co. Ltd.
Munoz Abrego, Israel Fernando
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-12-02
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Dayton, Brenda Nordean
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$26,400
+40,000 vol
$0.66 each
40,000
Filed 2016-12-02
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Guarnera, Bernard John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+75,000 vol
$0.66 each
232,500
Filed 2016-12-01
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
207,500
Filed 2016-12-01
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+75,000 vol
$0.66 each
232,500
Filed 2016-11-30
Tx date 2016-11-30
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+75,000 vol
232,500
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Arctic Coast (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
807,250
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+4,773,600 vol
10,740,600
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
5,967,000
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,226,400 vol
2,759,400
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
1,533,000
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-11-29
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Richard
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
1,508,678
Filed 2016-11-28
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,226,400 vol
2,759,400
Filed 2016-11-28
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+4,773,600 vol
10,740,600
Filed 2016-11-28
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,226,400 vol
2,759,400
Filed 2016-11-28
Tx date 2016-11-21
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+4,773,600 vol
10,740,600
Filed 2016-07-27
Tx date 2016-07-25
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$24,650
+17,000 vol
$1.45 each
17,000
Filed 2016-07-27
Tx date 2013-01-28
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-07-27
Tx date 2013-01-28
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-07-27
Tx date 2016-07-25
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+8,500 vol
8,500
Filed 2016-03-23
Tx date 2015-09-08
$GQM
Golden Queen Mining Co. Ltd.
Coates, Bryan A.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$62,349
+107,500 vol
$0.58 each
157,500
Filed 2016-01-18
Tx date 2016-01-14
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Indirect Ownership)
Common Shares
47 - Acquisition or disposition by gift

+17,047,739 vol
17,047,739
Filed 2016-01-18
Tx date 2016-01-14
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
47 - Acquisition or disposition by gift

-17,047,739 vol
-1,183,300
Filed 2016-01-18
Tx date 2004-01-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-01-18
Tx date 2016-01-14
$GQM
Golden Queen Mining Co. Ltd.
Landon T Clay 2016-2
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
47 - Acquisition or disposition by gift

+17,047,739 vol
17,047,739
Filed 2016-01-18
Tx date 2016-01-14
$GQM
Golden Queen Mining Co. Ltd.
Landon T Clay 2016-2
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-01-18
Tx date 2016-01-14
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Control or Direction)
Common Shares
47 - Acquisition or disposition by gift

+17,047,739 vol
17,047,739
Filed 2016-01-18
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2016-2 Annuity Trust (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-14
Tx date 2015-12-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Common Shares
97 - Other

+720 vol
1,805,699
Filed 2015-12-14
Tx date 2015-12-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
97 - Other

+720 vol
15,864,439
Filed 2015-11-25
Tx date 2004-01-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Monadnock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
2,353,269
Filed 2015-11-25
Tx date 2015-11-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Monadnock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
47 - Acquisition or disposition by gift

-1,009,000 vol
1,344,269
Filed 2015-11-25
Tx date 2004-01-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Monadnock Charitable Lead Annuity Trust (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-19
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Arctic Coast Petroleums Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-19
Tx date 2015-11-11
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Arctic Coast Petroleums Ltd. (Control or Direction)
Common Shares
97 - Other

+807,250 vol
807,250
Filed 2015-11-19
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Arctic Coast Petroleums Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-19
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Arctic Coast Petroleums Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-30
Tx date 2015-09-08
$GQM
Golden Queen Mining Co. Ltd.
Guarnera, Bernard John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$62,349
+107,500 vol
$0.58 each
157,500
Filed 2015-09-21
Tx date 2015-06-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,533,000 vol
1,533,000
Filed 2015-09-21
Tx date 2015-06-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+5,967,000 vol
5,967,000
Filed 2015-09-21
Tx date 2004-01-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-21
Tx date 2004-01-20
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-18
Tx date 2015-06-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,533,000 vol
1,533,000
Filed 2015-09-18
Tx date 2015-06-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
53 - Grant of warrants

+5,967,000 vol
5,967,000
Filed 2015-09-18
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-18
Tx date 2009-01-13
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Clay Family 2009 Irrevocable Trust (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-16
Tx date 2015-09-08
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+107,500 vol
107,500
Filed 2015-09-16
Tx date 2015-09-08
$GQM
Golden Queen Mining Co. Ltd.
St-Germain, Andree
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+140,000 vol
440,000
Filed 2015-09-15
Tx date 2015-09-08
$GQM
Golden Queen Mining Co. Ltd.
Le Bel, Guy
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+107,500 vol
157,500
Filed 2015-07-30
Tx date 2015-07-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Direct Ownership
Convertible Debenture
11 - Acquisition or disposition carried out privately

-1,732,398 vol
0
Filed 2015-07-30
Tx date 2015-07-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2013-4 Annuity Trust (Indirect Ownership)
Convertible Debenture
11 - Acquisition or disposition carried out privately

-5,767,602 vol
0
Filed 2015-07-30
Tx date 2015-07-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2013-4 Annuity Trust (Indirect Ownership)
Convertible Debenture
11 - Acquisition or disposition carried out privately

-5,767,602 vol
Filed 2015-07-30
Tx date 2015-07-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Landon
3 - 10% Security Holder of Issuer
Holder: Landon T. Clay 2013-4 Annuity Trust (Indirect Ownership)
Convertible Debenture
11 - Acquisition or disposition carried out privately

-5,767,602 vol
0
Filed 2015-07-29
Tx date 2015-07-24
$GQM
Golden Queen Mining Co. Ltd.
Clay, Thomas Moragne
4 - Director of Issuer
Holder: Landon T. Clay 2013-4 Annuity Trust (Indirect Ownership)
Convertible Debenture
11 - Acquisition or disposition carried out privately

-5,767,602 vol
0