| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ 
                                    The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
                                 | |
|---|---|---|---|---|---|---|
| Filed 2019-10-02 14:19 Tx date 2019-08-14 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Preferred Shares11 - Acquisition or disposition carried out privately | $41,180,608 +41,180,608 vol $1.00 each | 57,347,608 | |
| Filed 2019-10-02 14:18 Tx date 2019-03-29 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Preferred Shares11 - Acquisition or disposition carried out privately | $16,167,000 +16,167,000 vol $1.00 each | 16,167,000 | |
| Filed 2019-10-02 14:16 Tx date 2014-04-23 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Preferred Shares00 - Opening Balance-Initial SEDI Report | |||
| Filed 2018-07-30 Tx date 2018-07-25 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $1,055,395 +324,737 vol $3.25 each | 10,869,302 | |
| Filed 2018-06-29 Tx date 2018-06-27 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $1,035,109 +199,443 vol $5.19 each | 10,544,565 | |
| Filed 2018-06-01 Tx date 2018-05-25 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $1,019,530 +157,335 vol $6.48 each | 10,345,122 | |
| Filed 2018-05-08 Tx date 2018-01-24 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $963,510 +100,053 vol $9.63 each | 9,730,627 | |
| Filed 2018-05-08 Tx date 2018-02-22 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $973,398 +110,113 vol $8.84 each | 9,840,740 | |
| Filed 2018-05-08 Tx date 2018-03-23 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $984,278 +131,588 vol $7.48 each | 9,972,328 | |
| Filed 2018-05-08 Tx date 2018-04-24 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $997,575 +215,459 vol $4.63 each | 10,187,787 | |
| Filed 2018-04-11 Tx date 2017-12-31 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $10,918,887 +863,836 vol $12.64 each | 9,630,574 | |
| Filed 2018-04-11 Tx date 2016-12-31 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $9,457,394 +653,135 vol $14.48 each | ||
| Filed 2018-04-11 Tx date 2016-12-31 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $4,980,410 +343,951 vol $14.48 each | 8,766,738 | |
| Filed 2017-03-31 Tx date 2015-12-31 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $1,397,843 +123,703 vol $11.30 each | 8,113,603 | |
| Filed 2017-03-31 Tx date 2016-12-31 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $9,457,394 +653,135 vol $14.48 each | 9,075,922 | |
| Filed 2016-02-17 Tx date 2016-01-20 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $2,365,597 +309,184 vol $7.65 each | ||
| Filed 2016-02-17 Tx date 2016-01-20 | $CBL Callidus Capital Corporation | Catalyst Fund General Partner IV Inc. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
                                
                             | Common Shares30 - Acquisition or disposition under a purchase/ownership plan | $2,366,834 +309,184 vol $7.66 each | 8,299,084 |