| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ 
                                    The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
                                 | |
|---|---|---|---|---|---|---|
| Filed 2016-01-04 Tx date 2016-01-04 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares90 - Change in the nature of ownership | $-46,703,001.95 -5,353,700 vol $8.72 each | 0 | |
| Filed 2016-01-04 Tx date 2016-01-04 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $76,766 +8,800 vol $8.72 each | 5,353,700 | |
| Filed 2016-01-04 Tx date 2015-12-31 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $93,473 +10,600 vol $8.82 each | 5,344,900 | |
| Filed 2016-01-04 Tx date 2015-12-30 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $177,095 +20,000 vol $8.85 each | 5,334,300 | |
| Filed 2015-12-29 Tx date 2015-12-22 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $224,612 +27,100 vol $8.29 each | 5,290,400 | |
| Filed 2015-12-29 Tx date 2015-12-23 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $173,260 +20,600 vol $8.41 each | 5,311,000 | |
| Filed 2015-12-29 Tx date 2015-12-29 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $28,017 +3,300 vol $8.49 each | 5,314,300 | |
| Filed 2015-12-21 Tx date 2015-12-16 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $247,027 +29,800 vol $8.29 each | 5,169,500 | |
| Filed 2015-12-21 Tx date 2015-12-15 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $574,793 +71,100 vol $8.08 each | 5,139,700 | |
| Filed 2015-12-21 Tx date 2015-12-18 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $327,662 +40,600 vol $8.07 each | 5,243,700 | |
| Filed 2015-12-21 Tx date 2015-12-17 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $279,138 +33,600 vol $8.31 each | 5,203,100 | |
| Filed 2015-12-21 Tx date 2015-12-21 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares10 - Acquisition or disposition in the public market | $163,808 +19,600 vol $8.36 each | 5,263,300 | |
| Filed 2015-12-21 Tx date 2015-12-11 | $CBL Callidus Capital Corporation | Berkley Capital Management Ltd. 
                                3 - 10% Security Holder of Issuer
                             
                                
                                
                                
                                    Direct Ownership
                                
                             | Common Shares00 - Opening Balance-Initial SEDI Report | 5,068,600 |