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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2019-10-02 14:35
Tx date 2019-08-14 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund IV Parallel Limited Partnership (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$10,216,631
+10,216,631 vol
$1.00 each 		14,220,131
Filed 2019-10-02 14:34
Tx date 2019-03-29 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund IV Parallel Limited Partnership (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$4,003,500
+4,003,500 vol
$1.00 each 		4,003,500
Filed 2019-10-02 14:33
Tx date 2014-04-15 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund IV Parallel Limited Partnership (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-10-02 14:32
Tx date 2019-08-14 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$41,180,608
+41,180,608 vol
$1.00 each 		57,347,608
Filed 2019-10-02 14:31
Tx date 2019-03-29 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$16,167,000
+16,167,000 vol
$1.00 each 		16,167,000
Filed 2019-10-02 14:30
Tx date 2014-04-15 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-10-02 14:29
Tx date 2019-08-14 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$13,602,761
+13,602,761 vol
$1.00 each 		18,932,261
Filed 2019-10-02 14:28
Tx date 2019-03-29 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Preferred Shares
11 - Acquisition or disposition carried out privately 		$5,329,500
+5,329,500 vol
$1.00 each 		5,329,500
Filed 2019-10-02 14:26
Tx date 2014-04-15 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-30
Tx date 2018-07-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$452,387
+139,196 vol
$3.25 each 		4,659,061
Filed 2018-07-30
Tx date 2018-07-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$83,785
+25,780 vol
$3.25 each 		862,906
Filed 2018-07-30
Tx date 2018-07-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,055,395
+324,737 vol
$3.25 each 		10,869,302
Filed 2018-07-30
Tx date 2018-07-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,414,317
+742,867 vol
$3.25 each 		24,864,507
Filed 2018-06-29
Tx date 2018-06-27 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,367,906
+456,244 vol
$5.19 each 		24,121,640
Filed 2018-06-29
Tx date 2018-06-27 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$443,693
+85,490 vol
$5.19 each 		4,519,865
Filed 2018-06-29
Tx date 2018-06-27 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,035,109
+199,443 vol
$5.19 each 		10,544,565
Filed 2018-06-29
Tx date 2018-06-27 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$82,173
+15,833 vol
$5.19 each 		837,126
Filed 2018-06-04
Tx date 2018-05-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$437,011
+67,440 vol
$6.48 each 		4,434,375
Filed 2018-06-04
Tx date 2018-05-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,332,275
+359,919 vol
$6.48 each 		23,665,396
Filed 2018-06-04
Tx date 2018-05-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,019,530
+157,335 vol
$6.48 each 		10,345,122
Filed 2018-06-04
Tx date 2018-05-25 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$80,935
+12,490 vol
$6.48 each 		821,293
Filed 2018-05-08
Tx date 2018-01-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$413,001
+42,887 vol
$9.63 each 		4,170,977
Filed 2018-05-08
Tx date 2018-02-22 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$417,239
+47,199 vol
$8.84 each 		4,218,176
Filed 2018-05-08
Tx date 2018-03-23 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$421,901
+56,404 vol
$7.48 each 		4,274,580
Filed 2018-05-08
Tx date 2018-04-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$427,603
+92,355 vol
$4.63 each 		4,366,935
Filed 2018-05-08
Tx date 2018-01-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,204,124
+228,881 vol
$9.63 each 		22,259,680
Filed 2018-05-08
Tx date 2018-02-22 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,226,742
+251,894 vol
$8.84 each 		22,511,574
Filed 2018-05-08
Tx date 2018-03-23 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,251,637
+301,021 vol
$7.48 each 		22,812,595
Filed 2018-05-08
Tx date 2018-04-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$2,282,043
+492,882 vol
$4.63 each 		23,305,477
Filed 2018-05-08
Tx date 2018-01-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$963,510
+100,053 vol
$9.63 each 		9,730,627
Filed 2018-05-08
Tx date 2018-02-22 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$973,398
+110,113 vol
$8.84 each 		9,840,740
Filed 2018-05-08
Tx date 2018-03-23 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$984,278
+131,588 vol
$7.48 each 		9,972,328
Filed 2018-05-08
Tx date 2018-04-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$997,575
+215,459 vol
$4.63 each 		10,187,787
Filed 2018-05-08
Tx date 2018-01-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$76,491
+7,943 vol
$9.63 each 		772,511
Filed 2018-05-08
Tx date 2018-02-22 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$77,270
+8,741 vol
$8.84 each 		781,252
Filed 2018-05-08
Tx date 2018-03-23 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$78,136
+10,446 vol
$7.48 each 		791,698
Filed 2018-05-08
Tx date 2018-04-24 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$79,196
+17,105 vol
$4.63 each 		808,803
Filed 2018-04-11
Tx date 2016-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$9,457,394
+653,135 vol
$14.48 each 		8,766,738
Filed 2018-04-11
Tx date 2015-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$110,966
+9,820 vol
$11.30 each 		644,146
Filed 2018-04-11
Tx date 2016-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$750,759
+51,848 vol
$14.48 each 		695,994
Filed 2018-04-11
Tx date 2017-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund LP II (parallel fund) (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$866,775
+68,574 vol
$12.64 each 		764,568
Filed 2018-04-11
Tx date 2017-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$4,680,263
+370,274 vol
$12.64 each 		4,128,090
Filed 2018-04-11
Tx date 2016-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$21,634,712
+1,494,110 vol
$14.48 each 		20,054,687
Filed 2018-04-11
Tx date 2016-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$4,053,806
+279,959 vol
$14.48 each 		3,757,816
Filed 2018-04-11
Tx date 2015-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership II (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$599,171
+53,024 vol
$11.30 each 		3,477,857
Filed 2018-04-11
Tx date 2015-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$3,197,696
+282,982 vol
$11.30 each 		18,560,577
Filed 2018-04-11
Tx date 2017-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership III (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$24,978,055
+1,976,112 vol
$12.64 each 		22,030,799
Filed 2018-04-11
Tx date 2015-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,397,843
+123,703 vol
$11.30 each 		8,113,603
Filed 2018-04-11
Tx date 2017-12-31 		$CBL
Callidus Capital Corporation 		The Catalyst Capital Group Inc.
3 - 10% Security Holder of Issuer
Holder: Catalyst Fund Limited Partnership IV (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$10,918,887
+863,836 vol
$12.64 each 		9,630,574