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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-09-06
Tx date 2018-09-06
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$68,000
+10,000 vol
$6.80 each
472,472
Filed 2018-08-20
Tx date 2018-08-15
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$287,895
+39,930 vol
$7.21 each
420,330
Filed 2018-06-18
Tx date 2018-06-14
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
50 - Grant of options
$2,692,000
+400,000 vol
$6.73 each
400,000
Filed 2018-06-18
Tx date 2010-04-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
00 - Opening Balance-Initial SEDI Report
Filed 2018-06-14
Tx date 2018-06-14
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-143,492
-20,000 vol
$7.17 each
462,472
Filed 2018-06-13
Tx date 2018-06-12
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-70,006
-10,000 vol
$7.00 each
482,472
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+114,072 vol
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-48,218 vol
380,400
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-114,072 vol
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-114,072 vol
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
56 - Grant of rights

+48,218 vol
492,472
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+114,072 vol
Filed 2018-02-21
Tx date 2018-02-21
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-260,000
-40,000 vol
$6.50 each
444,254
Filed 2018-02-19
Tx date 2018-02-16
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-260,284
-40,000 vol
$6.51 each
484,254
Filed 2018-02-14
Tx date 2018-02-14
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-64,000
-10,000 vol
$6.40 each
524,254
Filed 2018-02-13
Tx date 2018-02-13
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-63,000
-10,000 vol
$6.30 each
534,254
Filed 2017-12-12
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+771 vol
544,254
Filed 2017-12-12
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-771 vol
428,618
Filed 2017-08-24
Tx date 2017-08-24
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-50,000
-10,000 vol
$5.00 each
543,483
Filed 2017-08-10
Tx date 2017-08-03
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+2,191 vol
553,483
Filed 2017-08-10
Tx date 2017-08-03
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-2,191 vol
429,389
Filed 2017-07-11
Tx date 2017-07-06
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$282,975
+51,450 vol
$5.50 each
431,580
Filed 2017-06-13
Tx date 2017-06-13
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-87,519.25
-17,500 vol
$5.00 each
551,292
Filed 2017-06-13
Tx date 2017-06-12
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-12,500
-2,500 vol
$5.00 each
568,792
Filed 2017-06-07
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-36,666 vol
380,130
Filed 2017-06-07
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+36,666 vol
571,292
Filed 2017-02-14
Tx date 2017-02-14
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-50,200
-10,000 vol
$5.02 each
534,626
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-771 vol
416,796
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+771 vol
544,626
Filed 2016-08-09
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-2,191 vol
417,567
Filed 2016-08-09
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+2,191 vol
543,855
Filed 2016-06-28
Tx date 2016-06-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$1,550,719
+323,741 vol
$4.79 each
352,681
Filed 2016-06-28
Tx date 2016-06-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$321,298
+67,077 vol
$4.79 each
419,758
Filed 2016-06-22
Tx date 2016-06-17
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$1,349,999
+323,741 vol
$4.17 each
541,664
Filed 2016-06-22
Tx date 2016-06-17
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+161,870 vol
161,870
Filed 2016-06-22
Tx date 2010-04-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-22
Tx date 2016-06-17
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$1,349,999
+323,741 vol
$4.17 each
Filed 2016-06-13
Tx date 2016-06-13
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-339,571.44
-75,400 vol
$4.50 each
217,923
Filed 2016-06-13
Tx date 2016-06-10
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-29,461.74
-6,600 vol
$4.46 each
293,323
Filed 2016-06-08
Tx date 2016-06-07
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-356,250
-75,000 vol
$4.75 each
299,923
Filed 2016-06-08
Tx date 2016-06-06
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-26,042.933
-5,515 vol
$4.72 each
374,923
Filed 2016-06-07
Tx date 2016-06-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-22,389 vol
28,940
Filed 2016-06-07
Tx date 2016-06-02
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+22,389 vol
380,438
Filed 2016-02-22
Tx date 2016-02-22
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Preferred Shares Series A
10 - Acquisition or disposition in the public market
$15,357
+1,790 vol
$8.58 each
1,790
Filed 2016-02-22
Tx date 2010-04-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Preferred Shares Series A
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-1,785 vol
51,329
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+1,785 vol
358,049
Filed 2015-08-11
Tx date 2015-04-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+130,943 vol
330,683
Filed 2015-08-11
Tx date 2015-04-23
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Computershare Trust Company of Canada (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-130,943 vol
0
Filed 2015-08-06
Tx date 2015-08-05
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+2,191 vol
225,321
Filed 2015-08-06
Tx date 2015-08-05
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-2,191 vol
53,114
Filed 2015-06-22
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$189,005
+26,127 vol
$7.23 each
55,305
Filed 2015-06-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-23,390 vol
29,178
Filed 2015-06-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
Common Shares
57 - Exercise of rights

+23,390 vol
223,130