Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2018-09-06 Tx date 2018-09-06 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$68,000
+10,000 vol $6.80 each |
472,472 | |
Filed 2018-08-20 Tx date 2018-08-15 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$287,895
+39,930 vol $7.21 each |
420,330 | |
Filed 2018-06-18 Tx date 2018-06-14 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options Performance Share Options (PSOs)
50 - Grant of options
|
$2,692,000
+400,000 vol $6.73 each |
400,000 | |
Filed 2018-06-18 Tx date 2010-04-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options Performance Share Options (PSOs)
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-06-14 Tx date 2018-06-14 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-143,492
-20,000 vol $7.17 each |
462,472 | |
Filed 2018-06-13 Tx date 2018-06-12 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-70,006
-10,000 vol $7.00 each |
482,472 | |
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+114,072 vol |
||
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-48,218 vol |
380,400 | |
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-114,072 vol |
||
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-114,072 vol |
||
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
56 - Grant of rights
|
+48,218 vol |
492,472 | |
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+114,072 vol |
||
Filed 2018-02-21 Tx date 2018-02-21 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-260,000
-40,000 vol $6.50 each |
444,254 | |
Filed 2018-02-19 Tx date 2018-02-16 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-260,284
-40,000 vol $6.51 each |
484,254 | |
Filed 2018-02-14 Tx date 2018-02-14 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-64,000
-10,000 vol $6.40 each |
524,254 | |
Filed 2018-02-13 Tx date 2018-02-13 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-63,000
-10,000 vol $6.30 each |
534,254 | |
Filed 2017-12-12 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+771 vol |
544,254 | |
Filed 2017-12-12 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-771 vol |
428,618 | |
Filed 2017-08-24 Tx date 2017-08-24 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-50,000
-10,000 vol $5.00 each |
543,483 | |
Filed 2017-08-10 Tx date 2017-08-03 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+2,191 vol |
553,483 | |
Filed 2017-08-10 Tx date 2017-08-03 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-2,191 vol |
429,389 | |
Filed 2017-07-11 Tx date 2017-07-06 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$282,975
+51,450 vol $5.50 each |
431,580 | |
Filed 2017-06-13 Tx date 2017-06-13 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-87,519.25
-17,500 vol $5.00 each |
551,292 | |
Filed 2017-06-13 Tx date 2017-06-12 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-12,500
-2,500 vol $5.00 each |
568,792 | |
Filed 2017-06-07 Tx date 2017-06-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-36,666 vol |
380,130 | |
Filed 2017-06-07 Tx date 2017-06-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+36,666 vol |
571,292 | |
Filed 2017-02-14 Tx date 2017-02-14 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-50,200
-10,000 vol $5.02 each |
534,626 | |
Filed 2016-11-03 Tx date 2016-11-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-771 vol |
416,796 | |
Filed 2016-11-03 Tx date 2016-11-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+771 vol |
544,626 | |
Filed 2016-08-09 Tx date 2016-08-04 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-2,191 vol |
417,567 | |
Filed 2016-08-09 Tx date 2016-08-04 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+2,191 vol |
543,855 | |
Filed 2016-06-28 Tx date 2016-06-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$1,550,719
+323,741 vol $4.79 each |
352,681 | |
Filed 2016-06-28 Tx date 2016-06-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$321,298
+67,077 vol $4.79 each |
419,758 | |
Filed 2016-06-22 Tx date 2016-06-17 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$1,349,999
+323,741 vol $4.17 each |
541,664 | |
Filed 2016-06-22 Tx date 2016-06-17 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Warrants
16 - Acquisition or disposition under a prospectus exemption
|
+161,870 vol |
161,870 | |
Filed 2016-06-22 Tx date 2010-04-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-06-22 Tx date 2016-06-17 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$1,349,999
+323,741 vol $4.17 each |
||
Filed 2016-06-13 Tx date 2016-06-13 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-339,571.44
-75,400 vol $4.50 each |
217,923 | |
Filed 2016-06-13 Tx date 2016-06-10 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-29,461.74
-6,600 vol $4.46 each |
293,323 | |
Filed 2016-06-08 Tx date 2016-06-07 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-356,250
-75,000 vol $4.75 each |
299,923 | |
Filed 2016-06-08 Tx date 2016-06-06 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-26,042.933
-5,515 vol $4.72 each |
374,923 | |
Filed 2016-06-07 Tx date 2016-06-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-22,389 vol |
28,940 | |
Filed 2016-06-07 Tx date 2016-06-02 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+22,389 vol |
380,438 | |
Filed 2016-02-22 Tx date 2016-02-22 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Preferred Shares Series A
10 - Acquisition or disposition in the public market
|
$15,357
+1,790 vol $8.58 each |
1,790 | |
Filed 2016-02-22 Tx date 2010-04-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Preferred Shares Series A
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2015-11-10 Tx date 2015-11-05 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-1,785 vol |
51,329 | |
Filed 2015-11-10 Tx date 2015-11-05 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+1,785 vol |
358,049 | |
Filed 2015-08-11 Tx date 2015-04-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
90 - Change in the nature of ownership
|
+130,943 vol |
330,683 | |
Filed 2015-08-11 Tx date 2015-04-23 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Computershare Trust Company of Canada (Control or Direction)
|
Common Shares
90 - Change in the nature of ownership
|
-130,943 vol |
0 | |
Filed 2015-08-06 Tx date 2015-08-05 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+2,191 vol |
225,321 | |
Filed 2015-08-06 Tx date 2015-08-05 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-2,191 vol |
53,114 | |
Filed 2015-06-22 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$189,005
+26,127 vol $7.23 each |
55,305 | |
Filed 2015-06-08 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-23,390 vol |
29,178 | |
Filed 2015-06-08 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Ghose, Dvaipayan
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Canaccord Genuity Corp. (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+23,390 vol |
223,130 |